The Panel will cover:

All aspects of SIPC, FDIC and CAPCO insurance coverage
Review of new federal proposal for money market fund insurance and FINRA rules and guidelines regarding fund transfers

Discussion of new SEC rules regarding short selling

Guidance on client communications and fiduciary duties regarding client accounts

Discussion concerning proposed "bail out" legislation

Panel Members:
Stephen M. Fields, Moderator, Partner, Corporate Department
McCarter & English, LLO

David J. Adler, Partner, Bankruptcy and Financial Restructuring Practice Group, McCarter & English, LLP

John R. Hewitt, Partner, Financial Services Litigation Practice Group
McCarter & English, LLP

William A. Moran, Partner, Financial Services Litigation Practice Group
McCarter & English, LLP

Location:
McCarter & English, LLP
245 Park Avenue
27th Floor
New York, NY
 

Registration: 8:30 AM
Breakfast: 8:30-9:00 AM
Program: 9:00-10:30 AM

For more information or to register, please email cbongard@mccarter.com