Basics of the Securities Exchange Act of 1934

The Securities Exchange Act of 1934 continues to shape the way companies, investors, and markets operate today. Gary Ross presents an American Bar Association CLE titled “Basics of the Securities Exchange Act of 1934,” alongside Stuart J. Kaswell, author of Introduction to U.S. Federal Securities Laws. The program provides an introduction to the Exchange Act, including reporting obligations, insider trading, regulation of securities markets and market participants, and SEC enforcement. Gary will be giving attendees a practical understanding of the foundational federal securities law principles and key considerations for securities disclosure and compliance.