McCarter & English will host a Compliance Roundtable at our Boston office on December 9, 8:00 – 11:30 AM. This program, put on by National Compliance Services and Regulatory Compliance will feature sessions led by Rich Green and Steven Weisman.
Registration is required to gain access to the meeting.
Join us for a casual conversation between our experts on the following topics:
•Regulatory priorities – what are your concerns?
•Cybersecurity – are you reshaping your firm?
•Third party vendors – are you protected?
Who Should Attend? This session is open to RIA and BD compliance professionals. Please share this invitation with your colleagues.
Light refreshments will be provided.
12.9.2015