New Jersey Regulators and Investigators Speak: A NJSBA Securities Law Special Committee Meeting

John Kelly speaks on NJSBA Securities Law Special Committee Meeting panel, at McCarter & English, Newark, NJ. 

Topics Covered Included:

•Regulators’ Priorities for 2019
•The Year in Review
•The “Do’s and Don’ts” of Managing the Regulatory Investigative process
• Governor Murphy’s new plans for a “Uniform Fiduciary Standard” in New Jersey