Securities Law Considerations Concerning Limited Offerings and Private Placements

Sarah Smith joins a panel during the NABL The Institute, which examines limited offerings and private placements (including bank direct placements) and particular considerations regarding standards of disclosure, investor letters and other topics that distinguish these offerings from public offerings. The role of placement agent counsel and underwriters’ counsel in these transactions will also be explored as well as the appropriateness of certain opinions and due diligence.