Understanding the Securities Act of 1933

From the definition of a security and registration requirements to disclosure obligations, civil liabilities, and offering exemptions, the Securities Act of 1933 continues to shape the securities landscape. Gary Ross presents an American Bar Association CLE titled “Understanding the Securities Act of 1933,” alongside Stuart J. Kaswell, author of Introduction to U.S. Federal Securities Laws. The program provides an introduction to the Act, including the registration process, disclosure requirements, and common exemptions from registration. Gary also discusses public and private offerings, giving attendees a practical understanding of the foundational federal securities law principles and key considerations for securities offerings and compliance.