Unregistered Securities Offerings: Choosing the Appropriate Exemption; Documents and Disclosures; Recent Trends

Not all securities offerings require registration, and choosing the right registration exemption is critical. Gary Ross joins a panel for a CLE webinar hosted by BARBRI titled “Unregistered Securities Offerings: Choosing the Appropriate Exemption; Documents and Disclosures; Recent Trends.” The program examines how companies raise capital through unregistered securities offerings and the key steps attorneys take in structuring these transactions. Gary discusses selecting the appropriate registration exemption—such as Regulation D or other alternatives—preparing offering documents and disclosures, addressing risk factors and investor eligibility, and navigating reporting and state law requirements.