We deliver solutions for clients in high-stakes, bet-the-company securities litigation, including class actions and shareholder derivative suits. Our team also advises boards of directors, senior executives, and financial institutions navigating securities-related litigation and regulatory scrutiny.
We represent issuers, underwriters, financial institutions, private equity firms, hedge funds, and accounting firms in high-stakes securities litigation and investigations. Our team handles matters across the full spectrum of securities disputes. We defend and prosecute claims in federal and state courts, advise on SEC and FINRA enforcement actions, and represent clients in parallel civil, criminal, and regulatory investigations brought by federal agencies, state bureaus, and state attorneys general. We also counsel clients on risk mitigation and strategy in connection with alleged violations of federal securities laws and state blue-sky laws.
Our experience includes securities fraud claims, disclosure and misrepresentation disputes, breach of fiduciary duty claims, SEC and FINRA enforcement proceedings, internal and government investigations, and complex post-transaction and indemnification disputes.
