David B. Manno | McCarter & English, LLP

A diligent advocate for his clients, David offers strategic capital markets advice for public and private companies, issuers, and underwriters.

David Manno represents domestic and international public and private companies in capital raising transactions, including private placements, initial public offerings (IPOs), follow-on public offerings, and shelf takedowns. He advises companies on NYSE or Nasdaq initial listings as well as post-listing compliance. Over the years, David has counseled businesses involved in public offerings of special purpose acquisition companies (SPACs), as well as the subsequent business combinations. David’s clients also include issuers and financial institutions, which he represents in a wide range of investments.

David regularly represents overseas issuers in financing transactions in the United States.

In addition to his transactional practice, David supports public companies with ongoing federal securities law compliance and assists in preparing Securities and Exchange Commission filings, including registration statements on Forms S-1, F-1, S-3 and S-4, proxy statements, and Forms 10-K, 20-F, 10-Q and 8-K. David also counsels board of companies and their boards of directors on general corporate matters including corporate governance.

Experience includes matters handled prior to joining McCarter & English.*

A Represented Hitek Global Inc. (NASDAQ:HKIT), an offshore holding company incorporated in the Cayman Islands, with an operational business in the information technology consulting and solutions servicing provider industry, in an at-the-market offering (“ATM”) under which the Company may offer and sell from time to time shares of its common stock having an aggregate offering price of up to $30,000,000.

Represented CIMG Inc. (NASDAQ: IMG), a business group specializing in digital health and sales development, in a $55 million private placement of its common stock in exchange for 500 Bitcoin.

Represented Inno Holdings Inc. (NASDAQ: INHD), a trade-focused building technology and electronic products trading company, in its $7.2 million registered direct offering with institutional investors. Aegis Capital Corp. acted as exclusive placement agent for the offering.

Represented a freight forwarding company and logistics service provider in its $6 million initial public offering.

Represented a provider of clean-energy equipment and integrated solutions for the oil and gas industry in its $5.5 million initial public offering.

Represented a clinical-stage biotechnology company in a $13 million registered direct offering.

Represented a clinical-stage biotechnology company in a $9.7 million registered direct offering.

Represented a clinical-stage biotechnology company in an at-the-market (ATM) sales agreement.

Represented a manufacturer and supplier of automotive electronics for passenger cars, modified commercial vehicles, camper vans, and logistics vehicles, in a $10 million private placement.

Represented an automotive products and services company in China in the sale of a $3 million senior unsecured convertible note.

Represented the underwriter in a $60 million initial public offering of the units of a blank check company.

Represented the underwriter in a $57 million initial public offering of the units of a blank check company.

Represented the underwriter in a $69 million initial public offering of the units of a blank check company.

Represented the underwriter in a $9 million initial public offering of Class A ordinary shares of a B2B smart education and smart city IT solutions provider.

Represented the underwriter in a $8.6 million initial public offering of the ordinary shares of a digital media, advertising, and marketing production services company.

Represented an automotive electronics manufacturer in its business combination (deSPAC) with a Taiwan-based SPAC.

Browse Alphabetically:

Representative Matters